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Employer firm

Manhattan Wealth Management Group CRD 338376

$153M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Manhattan Wealth Management Group

370 Lexington Avenue Suite 1512, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-18
  • NY RA
    APPROVED
    Since 2026-06-18

Branch Locations

370 Lexington Avenue Suite 1512, New York, NY 10017 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-15
  • NY RA
    APPROVED
    Since 2024-03-15

Branch Locations

370 Lexington Ave, Rm 1512, New York, NY 10017 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New York NY 04/2011 Present
Private Advisor Group, Llc New Rochelle NY 09/2012 10/2019
Mpwm Advisory Solutions Llc New York NY 08/2019 03/2024
Manhattan Wealth Management Group New York NY 06/2026 Present
Lpl Financial Llc New York NY 03/2024 06/2026
Previous Registrations
  • 2021-09-04 → 2024-03-18
    Alpharetta, GA
  • 2012-10-05 → 2019-09-18
    New York, NY
    Morristown, NJ
    New Rochelle, NY
  • 2002-12-10 → 2011-04-04
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York City, NY
    New York, NY
    New York, NY
Other Businesses

1) LPL Financial LLC, Investment related -Yes, 1055 LPL Way, Fort Mill, SC 29715, Broker-dealer registered with the U.S. Securities and Exchange Commission and a member of FINRA and SIPC. LPL Financial LLC is not affiliated with MWMG Advisors, LLC., Registered Representative, 04/01/2011, Number of hours/month - 80, Number of hours during securities trading hours - 80, Mr. Hernandez is a registered representative of LPL Financial LLC. In that capacity, he offers and sells securities and other investment products to brokerage customers and receives commissions, trailing fees (including distribution and service ("trail") fees from the sale of mutual funds), and other transaction-based compensation in connection with those activities. Mr. Hernandez's brokerage activities through LPL Financial LLC are separate from, and not conducted in his capacity as an investment adviser representative of, MWMG Advisors, LLC. 2) MWMG Advisors, LLC (d/b/a Manhattan Wealth Management Group), Investment related - Yes, 370 Lexington Avenue, Suite 1512, New York, NY 10017, Investment adviser registered with the U.S. Securities and Exchange Commission. MWMG Advisors, LLC is not affiliated with LPL Financial LLC., Investment Adviser Representative, 06/2026, Number of hours/month - 80, Number of hours during securities trading hours - 80, Mr. Hernandez is an investment adviser representative of MWMG Advisors, LLC, a registered investment adviser doing business as Manhattan Wealth Management Group. In that capacity, he provides investment advisory services to clients of MWMG Advisors, LLC. All advisory agreements are entered into with MWMG Advisors, LLC, and all advisory services are rendered through and supervised by MWMG Advisors, LLC. These advisory activities are separate from, and not conducted in his capacity as a registered representative of, LPL Financial LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-26
  • S66 Uniform Combined State Law Examination
    2001-04-26

View on SEC IAPD

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