David Anthony Hocker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 07/2026
  Massmutual Life Insurance Company
  Tyler, TX
• 07/2005 → 07/2026
  Mml Investors Services
  Tyler, TX
• 07/2026 → Present
  Lpl Financial
  Tyler, TX

Previous Registrations

• 2008-01-14 → 2026-07-02
  Mml Investors Services, Llc
  Addison, TX
  Tyler, TX
• 2006-04-27 → 2006-12-31
  Spectrum Strategies, L.L.C.
  Tyler, TX
• 2004-02-04 → 2005-07-27
  New England Securities
  Albuquerque, NM

Other Businesses

1. 06/2026 - David Hocker - Non-Variable Insurance - Inv Related – 20 Hour(s)/Month – 20 Hour(s) During Trading – Tyler TX 75701 – OBA Start Date: 07/01/2005 2. 06/2026 - Guide Path Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/1/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-15
• S63 Uniform Securities Agent State Law Examination
  2001-01-19