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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-12-07
TX RA APPROVED_RES 2018-12-07
  • MI RA
    APPROVED
    Since 2018-12-07
  • TX RA
    APPROVED_RES
    Since 2018-12-07

Branch Locations

15420 Farmington Rd, Livonia, MI 48154 • United States

180 S Milford Rd, Milford, MI 48381 • United States

30564 Lyon Center Dr E, New Hudson, MI 48165 • United States

34930 Ann Arbor Tr, Livonia, MI 48150 • United States

412 W Carleton Street, Hillsdale, MI 48242 • United States

589 E Ellis Road, Northon Shores, MI 49441 • United States

121 W Western Ave, Muskegon, MI 49440 • United States

4405 Page Ave, Michigan Center, MI 49254 • United States

2735 Estes St., Muskegon, MI 49441 • United States

1280 Biddle Ave, Wyandotte, MI 48192 • United States

16345 East 9 Mile Rd., Eastpointe, MI 48021 • United States

41660 Six Mile Rd., Northville Township, MI 48168 • United States

114 South Averly, Holland, MI 49423 • United States

31155 Northwestern Hwy, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CO 01/2013 12/2018
Lpl Financial Llc Livonia MI 12/2018 Present
  • 01/2013 → 12/2018
    Cetera Advisor Networks Llc
    El Segundo, CO
  • 12/2018 → Present
    Livonia, MI
Previous Registrations
  • 2011-07-18 → 2018-12-08
    Cetera Wealth Services, Llc
    Livonia, MI
    Crystal Lake, IL
    Livonia, MI
    Farmington Hills, MI
  • 2010-10-13 → 2011-08-17
    Livonia, MI
    Livonia, MI
    Redford, MI
    Fort Mill, SC
    Livonia, MI
Other Businesses

1. 12/7/2018 - COMMUNITY CHOICE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2007 - Time Spent 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-01
  • S66 Uniform Combined State Law Examination
    2001-02-01
Other Names
  • Wendi Pamela Lee Landreth
  • Wendi Pamela Lee Landreth
  • Wendi Pamela Lee Exah

View on SEC IAPD

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