Michael L. Luperini

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-06-15
WA	RA	APPROVED	2009-10-23

TX RA
APPROVED_RES

Since 2012-06-15
WA RA
APPROVED

Since 2009-10-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

6000 Meadows Rd, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portland	OR	10/2009	Present
Bank Of America, N.A.	Lake Oswego	OR	07/2011	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR
07/2011 → Present

Bank Of America, N.A.

Lake Oswego, OR

Previous Registrations

2005-10-07 → 2009-10-23

Banc Of America Investment Services, Inc.

Portland, OR

Portland, OR
2003-04-23 → 2005-10-10

Morgan Stanley Dw Inc.

Portland, OR

Other Businesses

I*2941264, Entity Type: , Name of OBA: S B, Address: Portland, Oregon, 97202, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06/11/2024, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-02

S66 Uniform Combined State Law Examination

2001-02-02

Other Names

Michael Louis Luperini
Michael Louis Luperini

View on SEC IAPD