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Durham, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Llc | New York | NY | 10/2014 | 11/2017 |
| Stonecrest Capital Markets, Inc. | Austin | TX | 06/2021 | 08/2022 |
| Neighborly | New York | NY | 11/2017 | 07/2019 |
| Domino Sound | Brooklyn | NY | 10/2019 | 05/2021 |
| Radical Ventures, Llc | Amsterdam | 08/2021 | Present | |
| Next World Assets Llc | Durham | NC | 02/2024 | Present |
| Activest, Llc | Washington | DC | 03/2021 | Present |
(1)Activest, LLC, Investment-Related, located at 712 H. Street NE, #993, Washington, DC 20002; Activest, LLC conducts municipal securities investment research related to the promotion of racial, social, and economic justice; Senior Analyst; started with Activest in 08/2020; devotes approximately 40 hours per month to Activest, 10 of which are during trading hours. (2)Radical Ventures, not investment-related, located at Wouwermanstraat 19 Amsterdam, Netherlands 1071LV NL; Owner; started 08/2019; As this is a shell company with no active business operations, Mr. Radway does not devote any time to this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-27 |
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