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Alliancebernstein L.p. CRD 108477
$763B regulatory AUM 16 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-09 |
| FL | RA | APPROVED | 2022-10-14 |
| MA | RA | APPROVED | 2022-06-01 |
| NY | RA | APPROVED | 2022-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Boston | MA | 01/2015 | 01/2020 |
| Morgan Stanley | Boston | MA | 02/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2020 | Present |
Leerfield IMG - Announcer - Broadcasting Boston College Football games. Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-25 |
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