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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-15
MI RA APPROVED 2010-08-26
  • TX RA
    APPROVED
    Since 2020-10-15
  • MI RA
    APPROVED
    Since 2010-08-26

Branch Locations

625 Kenmoor Ave Se Suite 308, Grand Rapids, MI 49546 • United States

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Grand Rapids MI 08/2005 Present
Raymond James Financial Services Advisors, Inc Grand Rapids MI 08/2010 Present
Al Bruchnak Financial Services, Llc Grand Rapids MI 01/2015 Present
Other Businesses

(1)Name of Business: Al Bruchnak Financial Services, LLC Address: 625 Kenmoor Ave SE Ste 308, Grand Rapids, MI, 49546, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: For Real Money Designs, LLC Address: 5916 S. Shore Dr., Whitehall , MI, 49461, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/28/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My niece and I own this entity created for the sole purpose of holding domain names and logos we've created

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-12
  • S66 Uniform Combined State Law Examination
    2000-12-12
Designations
  • Certified Financial Planner

View on SEC IAPD

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