Samuel Lee Collins

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 04/2012 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Hitchcock, TX
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Hitchcock, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hitchcock, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hitchcock, TX

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Hitchcock, TX
• 2012-04-20 → 2020-07-17
  Investacorp Advisory Services Inc
  Hitchcock, TX
• 2004-07-22 → 2012-04-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Galveston, TX
  Galveston, TX

Other Businesses

1. RUBY BRIDGES FOUNDATION POSITION: Board Member NATURE: Non-Investment Related INVESTMENT RELATED: No NUMBER OF HOURS: 20/mo. SECURITIES TRADING HOURS: 0 START DATE: 09/01/2010 ADDRESS: 3701 Canal St Apt U New Orleans LA 70119 DESCRIPTION: Non-profit Foundation, Volunteer helping Ruby to promote and teach racial harmony. No fiduciary or check writing authority. Conducted via conference calls. 2. NATIONAL TRUST FOR HISTORIC PRESERVATION POSITION: Board of Advisors NATURE: Volunteer with the National Trust for Historic Preservation. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2006 ADDRESS: Washington DC 20037 DESCRIPTION: Advocate and promote historic preservation. 3. GREATER ST. MATTHEWS BAPTIST CHURCH POSITION: Minister NATURE: Religious INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2001 ADDRESS: 6333 Hwy 6, Hitchcock TX 77563 DESCRIPTION: Associate minister at our local church. I volunteer with various ministries within the church. I preach, teach Sunday School, Brotherhood, Male Choir, etc. I am not a paid member of the church staff. 4. SAMUEL COLLINS III POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2003 ADDRESS: 7902 Hwy 6, Hitchcock TX 77563 DESCRIPTION: Buy, sell, and maintain rental property as an individual, not an agent. No current properties are rented right now. 5. ROSENBERG LIBRARY POSITION: Volunteer NATURE: Library Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2019 ADDRESS: 2310 Sealy, Galveston TX 77563 DESCRIPTION: Meet once a year with the library staff and support the library services in our county. Library board meetings are held monthly throughout the year, but trustees are only required to attend the annual meeting in January each year. 6. SLC INVESTMENT SERVICES POSITION: Owner NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 04/20/2012 ADDRESS: 7902 Hwy 6 Ste 100 Hitchcock TX 77563 DESCRIPTION: Fixed and Variable Insurance sales. DBA - SLC Investment Services 7. SLC INVESTMENT SERVICES POSITION: Owner NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 04/20/2012 ADDRESS: 7902 Hwy 6 Ste 100 Hitchcock TX 77563 DESCRIPTION: Advisory platform for managed money accounts. I don't have any managed money accounts right now, but I keep the option open or active in case there is a case where this option may be best for the client. 8. WILD LION PRODUCTIONS POSITION: Owner NATURE: Sole Proprietorship focused on History, Community events, and speaking. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 6 START DATE: 05/10/2015 ADDRESS: 7902 Hwy 6 Ste 100 Hitchcock TX 77563 DESCRIPTION: I host and promote community events as a historian and speaker. This includes speaking, bringing in other speakers, artists, musicians, reenactors, and programs. The main community activity is Juneteenth celebrations.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-16
• S63 Uniform Securities Agent State Law Examination
  1999-11-23

Other Names

• Samuel L Collins
• Sam Collins
• Samuel Lee Collins
• Samuel L Collins