Richard James Staszak

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-29

PA RA
APPROVED

Since 2023-06-29

Branch Locations

Foster Plaza 5 651 Hoilday Drive Suite 300, Pittsburgh, PA 15220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

FIXED INSURANCE PRODUCTS; LIFE,DISABILITY, ANNUITIES, LTC, VUL, AND LIRPS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-08-09
S63	Uniform Securities Agent State Law Examination	2001-05-25

S66 Uniform Combined State Law Examination

2006-08-09
S63 Uniform Securities Agent State Law Examination

2001-05-25

Other Names

Richard J. Staszak

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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