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Kate T Graham

Carlson Investments

Concord, NH

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Current Employers
Carlson Investments

Two Capital Plaza Suite 404, Concord, NH 03301 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-05-15
  • NH RA
    APPROVED
    Since 2026-05-15

Branch Locations

Two Capital Plaza Suite 404, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Inc Merrimack NH 10/2000 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
  • 10/2000 → Present
    Fidelity Brokerage Services, Inc
    Merrimack, NH
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-01-08
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Merrimack, NH
    Merrimack, NH
  • 2007-06-22 → 2018-07-13
    Strategic Advisers Llc
    Merrimack, NH
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-13
S63 Uniform Securities Agent State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2007-06-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-20
Other Names
  • Kate Tyler Fraize

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC

Other Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS
PATRICK J. HENNING
TIFFANY ROSE SNOW
MITCHELL HAYES
KATHERINE ROSE KIPPEN
Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH

More in Concord, NH

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