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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-05-14
  • OH RA
    APPROVED
    Since 2020-05-14

Branch Locations

20 Eagle Valley Court, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dennis C. Jackson Co., Lpa Broadview Hights OH 11/1995 Present
Securities America, Inc. Broadview Heights OH 09/2013 05/2020
Securities America Advisors, Inc. Broadview Heights OH 09/2013 05/2020
Lpl Financial, Llc Broadview Heights OH 05/2020 Present
  • 11/1995 → Present
    Dennis C. Jackson Co., Lpa
    Broadview Hights, OH
  • 09/2013 → 05/2020
    Securities America, Inc.
    Broadview Heights, OH
  • 09/2013 → 05/2020
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 05/2020 → Present
    Broadview Heights, OH
Previous Registrations
  • 2013-09-17 → 2020-05-18
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 2008-11-12 → 2013-09-17
    Invest Financial Corporation
    Broadview Hts, OH
  • 2008-08-14 → 2008-11-11
    Questar Asset Management, Inc.
    Minneapolis, MN
Other Businesses

1) 2020-05-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - DENNIS C JACKSON AGENCY / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2020-04-17 - 30hrs/mth - 2hrs/mth during trading 2) 2020-05-14 - DENNIS C JACKSON CO LPA - legal services - Y - at reported business location(s) - 2020-04-17 - 30hrs/mth - 2hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-05-07
  • S63 Uniform Securities Agent State Law Examination
    2011-05-07

View on SEC IAPD

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