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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-03-16 |
| TX | RA | APPROVED | 2017-12-07 |
| AZ | RA | APPROVED | 2001-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Scottsdale | AZ | 11/2000 | Present |
| Penn Mutual Life Ins Co | Scottsdale | AZ | 11/2000 | Present |
1) INS BROKERAGE | INVEST RELATED: YES | DBA: CAMBRIDGE FINANCIAL CTR | POS HELD: PARTNER | ADD: 2450 S GILBERT RD STE 100 CHANDLER, AZ 85286 | START: 11/2011 | NATURE OF ACT: LIFE INS BROKERAGE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRAD HRS PER MTH: 10-25 HRS | DUTIES: INS. PRODUCT SALES. 2) CREDIT CARD PROCESSING SERVICES | INVEST RELATED: NO | DBA: ITRANSACT | POS HELD: AGENT | ADD: 1355 S HIGLEY RD #115 GILBERT, AZ 85926 | START: 2/2009 | NATURE OF ACT: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRAD HRS PER MTH: LESS THAN 10 HRS | DUTIES: ATTEMPT TO ASSIST BUSINESSES IN REDUCING THEIR CREDIT CARD TRANSACTION FEES. 3) COMMERCIAL PROP OWNER 3 PROPERTIES | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: (2PROPERTIES .) 2450 S GILBERT RD, CHANDLER, AZ 85286; 3150 S GILBERT RD, CHANDLER, AZ 85286 | START DATE: 10/1/2009 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 20 | APPROX TRADING HRS PER MTH: LESS THAN 14 | DESCRIPTION OF DUTIES: OWNER AND PARTNER OF THREE COMMERCIAL REAL ESTATE BLDGS FOR PURPOSE OF EXPANDING OWN BUSINESS AND LEASING EXCESS SPACE. BLDG MANAGEMENT HAS BEEN OUTSOURCED. BUILDING A MEDICAL COMPLEX TO OWN AND LEASE IT. 4) INS BROKERAGE | INVEST RELATED: YES | DBA: CAMBRIDGE MEDICAL SOLUTIONS | POS HELD: PARTNER | ADD: 2450 S GILBERT ROAD #100, CHANDLER, AZ 85286 | START: 11/2011 | NATURE OF ACT: MULTI-LINE INS BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRAD HRS PER MTH: 10-25 HRS | DUTIES: ASSIST CLIENTS WITH OBTAINING HEALTH INS. 5) INS BROKERAGE | INVEST RELATED: YES | DBA: CAMBRIDGE INS | POS HELD: PARTNER | ADD: 1355 S HIGLEY RD #115, GILBERT, AZ 85251 | START: 7/15/09 | NATURE OF ACT: MULTI-LINE INS BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRAD HRS PER MTH: 10-25 HRS | DUTIES: ASSIST CLIENTS WITH P&C NEEDS, WRITE POLICIES. 6) EP MGMT/FIN | INVEST RELATED - YES | DBA: EP MANAGEMENT/FINANCIAL | POS HELD: PROPRIETOR/OWNERCOMMERCIAL PROP MANAGEMENT / PAYROLL FOR EMPLOYEES | ADD: 2450 S GILBERT RD #100 CHANDLER, AZ 85286 | START: 7/17/2013 | NATURE OF ACT: MANAGE COMMERCIAL PROPERTIES / PAYROLL FOR EMPLOYEES | APPROX HRS PER MTH: 10-25 HRS | APPROX TRAD HRS PER MTH: 10-25 HRS | DUTIES: MANAGE OUR COMMERCIAL PROPERTIES AND PAYROLL 7) RENTAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 2446 E VERMONT DR GILBERT, AZ 85295 AND 2345 E. HAMPTON AVE MESA AZ 85204, | START DATE: 2011-01-01 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: COLLECT RENT. 8) NAC EXECUTIVE COMMITTEE | INVESTMENT RELATED: YES | DBA NAME: | POSITION HELD: BOARD MEMBER/TRUSTEE | ADDRESS: 2450 S. GILBERT RD #100 CHANDLER, AZ 85286 | START DATE: 8/1/2016 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: MEMBER OF PENN MUTUAL COMMITTEE MEETINGS USING CONFERENCE CALLS WORKING WITH MEMBERS TO RESOLVE ISSUES. 9) PRESIDENT FOOTBALL BOOSTER CLUB | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PRESIDENT | ADDRESS: 1070 S. HIGLEY RD GILBERT, AZ 85296 | START DATE: 9/15/2017 | NATURE OF ACTIVITY: OTHER - SPORT EDUCATIONAL PROGRAM | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: HELP ORGANIZE THE FOOTBALL PROGRAM AND SUPPORT FOR PROGRAM AT AMERICAN LEADERSHIP ACADEMY SCHOOL. 10) DBA/CAMBRIDGE FINANCIAL SERVICES POSITION: Partner NATURE: Comprehensive Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 01/01/2006 ADDRESS: 2450 S. Gilbert Rd Suite 100, Chandler AZ 85286, United States DESCRIPTION: USED FOR OUTSIDE BROKERAGE FOR LIFE INSURANCE AND DISABILITY QUOTES BUSINESS,INCLUDING, FINANACIAL PLANNING & FINANCIAL SERIVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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