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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-19
FL RA APPROVED 2009-01-08
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • FL RA
    APPROVED
    Since 2009-01-08

Branch Locations

386 North Main Street, Crestview, FL 32536-9576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Crestview FL 01/2009 Present
  • 01/2009 → Present
    Lpl Financial
    Crestview, FL
Previous Registrations
Other Businesses

(1) 02/02/2012 - DBA ONLY / LOWREY FINANCIAL SERVICES (2) 05/28/2013 - NOTARY PUBLIC - 1% OF TIME SPENT - CRESTVIEW, FL (3) 03/30/2015 - LEGAL SHIELD - GENERAL AGENT/SALES - PRE-PAID LEGAL - TIME SPENT 10 HOURS PER MONTH - CRESTVIEW, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12

View on SEC IAPD

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