Cass J Jenkins

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-02-25

TX RA
APPROVED

Since 2003-02-25

Branch Locations

Fort Worth, TX • United States

5128 Apache Plume Rd, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Ft. Worth	TX	12/2002	Present
Bank Of America,N.A.	Fort Worth	TX	06/2011	Present

12/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Ft. Worth, TX
06/2011 → Present

Bank Of America,N.A.

Fort Worth, TX

Other Businesses

I*496458, Entity Type: Entity For Profit, Name of OBA: J rental house, Address: Fort Worth, Texas 76109, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/27/2015, No Hours: 2, No Hours during trading: 0, Duties: Owner of Rental Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-24
S63	Uniform Securities Agent State Law Examination	2001-01-11

S66 Uniform Combined State Law Examination

2003-02-24
S63 Uniform Securities Agent State Law Examination

2001-01-11

Other Names

Cass J. Jenkins

View on SEC IAPD