Theresa Carmagnola

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 03/2021
  Ubs Financial Services Inc.
  Bedminster, NJ
• 03/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2021 → 05/2021
  Summit Financial Group
  Boca Raton, FL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-03-04 → 2021-05-20
  Summit Financial Group Inc
  Fairfield, NJ
• 2014-02-06 → 2021-04-06
  Ubs Financial Services Inc.
  Warren, NJ
• 2007-02-01 → 2014-03-04
  Financial Northeastern Securities, Llc
  Fairfield, NJ
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

1. NAME OF OTHER BUSINESS: DATTCAR CORP - ANTHONY'S PIZZERIA / APC ENTERPRISES; INVESTMENT RELATED: NO; ADDRESS: 51 WEST MAIN ST, ROCKAWAY, NJ 07866; NATURE OF BUSINESS: PIZZERIA - RESTAURANT / BUILDING OWNERSHIP; START DATE: 09/1984; POSITION/TITLE/RELATIONSHIP: OWNER / VP; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NO DUTIES--MY HUSBAND AND I OWN THE BUSINESSES; 2. NAME OF OTHER BUSINESS: FREEDOM CAPITAL GROUP; LLC, INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2002-10-03

Other Names

• Theresa Moscatello
• Theresa Carmagola