Russell Stalin Maltes

Current Employers

Simplifiedfp

755 North Peach Avenue Suite G10, Clovis, CA 93611 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-14

CA RA
APPROVED

Since 2025-10-14

Branch Locations

755 North Peach Avenue Suite G10, Clovis, CA 93611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Transamerica Retirement Advisors, Llc	Clovis	CA	11/2015	11/2019
Transamerica Investors Securities Corporation	Clovis	CA	01/2004	11/2019
Regency Investment Advisors Inc.	Fresno	CA	12/2019	10/2025
Transamerica Retirement Advisors, Llc	Clovis	CA	12/2003	11/2019
Simplifiedfp, Llc	Clovis	CA	08/2025	Present

11/2015 → 11/2019

Transamerica Retirement Advisors, Llc

Clovis, CA
01/2004 → 11/2019

Transamerica Investors Securities Corporation

Clovis, CA
12/2019 → 10/2025

Regency Investment Advisors Inc.

Fresno, CA
12/2003 → 11/2019

Transamerica Retirement Advisors, Llc

Clovis, CA
08/2025 → Present

Simplifiedfp, Llc

Clovis, CA

Previous Registrations

2019-12-06 → 2025-11-07

Regency Investment Advisors Inc

Fresno, CA
2015-11-18 → 2019-12-04

Transamerica Retirement Advisors, Llc

Fresno, CA

Clovis, CA
2003-05-05 → 2003-12-05

Charles Schwab & Co., Inc.

Fresno, CA
2001-01-25 → 2003-03-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fresno, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-22

S66 Uniform Combined State Law Examination

2001-01-22

Designations

Other Names

Russell Maltes

View on SEC IAPD