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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2010-08-20 |
Branch Locations
Wheat Ridge, CO • United States
701 Granite St, Ste 250, Frisco, CO 80443 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wheat Ridge | CO | 04/2007 | Present |
1. 04/30/2007: COLORADO FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 05/08/2007: COLORADO FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 01/28/2015: WESTERN WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 02/01/2015 - 120 HR/MO ALL DURING SECS TRDG HRS. 4. 04/29/2015: COLORADO FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - START 05/08/2007 - 1 HR/MO ALL DURING SECS TRDG HRS - INS TYPES: LIFE, FIXED ANNUITIES. 5. 5/20/2016: Imperial Flyers Trapeze Club - Not Investment Related - 7635 Stuart Street. Westminster, CO 80030 - Non-Profit Board Member - Started 04/22/2016 - 2 Hours Per Month During Securities Trading. 6) 08/23/2017-Western Wealth Advisors-Investment related- At reported business location(s)-DBA for LPL Business (entity for LPL business)-start 08/21/2017- Hours per month 0/hours during trading 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-11 |
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