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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-07 |
Branch Locations
800 Veterans Hwy Ste 115, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 12/2006 | 01/2019 |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 01/2019 | 02/2024 |
| Lpl Financial | Hauppauge | NY | 03/2024 | Present |
1- 03/07/2024 / John Cahill Jr. / Non-Variable Insurance / Investment Related - At Reported Business Location(s)/ 2 hrs mth / 1 hr during trading / Start date: 07/06/1999 2- 10/01/2024 - WMS Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/06/2024 - 30 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-24 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-16 |
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