Robert Lee Bute

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2006-08-01 → 2010-12-08
  Investors Capital Corp.
  Lynnfield, MA
  Gilford, NH
  Metairie, LA
• 2005-03-28 → 2006-08-02
  Ameriprise Advisor Services, Inc.
  New Orleans, LA
  New Orleans, LA

Other Businesses

(1) DESTINY INSURANCE AGENCY POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 12/10/2010 ADDRESS: 2240 E Canterbury Dr, La Place LA 70068, United States DESCRIPTION: (1) 50% OWNER - DESTINY INSURANCE AGENCY OFFERING SALES OF INSURANCE, LIFE, HEALTH, LONG TERM CARE SINCE 08/2016. NON INVESTMENT RELATED. APPROXIMATELY 30% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) DESTINY INVESTMENTS POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 08/07/2006 ADDRESS: 1 Galleria Blvd #1900, Metairie LA 70001, United States DESCRIPTION: (2) 100% OWNER DESTINY INVESTMENTS OFFERING FINANCIAL AND ESTATE PLANNING AS AN INVESTMENT ADVISOR SINCE 08/2006. INVESTMENT RELATED. APPROXIMATELY 70% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) ADULT FINANCIAL EDUCATION ALLIANCE POSITION: Instructor NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/03/2020 ADDRESS: 2240 E. Canterbury Dr., LaPlace LA 70068, United States DESCRIPTION: Provide the community objective financial education to empower individuals to take control of their finances.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-12
• S63 Uniform Securities Agent State Law Examination
  2000-12-29