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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-06-30
  • AZ RA
    APPROVED
    Since 2016-06-30

Branch Locations

18521 E Queen Creek Rd Ste 105-431, Queen Creek, AZ 85142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
D & V Financial Services, Llc Queen Creek AZ 02/2012 Present
Previous Registrations
  • 2009-01-30 → 2016-07-11
    Fort Mill, SC
    Gilbert, AZ
    Tucson, AZ
  • 2015-03-16 → 2015-04-20
    Gilbert, AZ
  • 2006-06-21 → 2009-01-21
    Cue Financial Group, Inc.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2003-05-02 → 2005-04-07
    Osaic Fa, Inc.
    Phoenix, AZ
  • 2002-09-06 → 2002-11-06
    Waddell & Reed
    Provo, UT
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 6/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING.06/27/16 2.D&V FINANCIAL SERVICES LLC, 19802 E CARRIAGE WAY, QUEEN CREEK, AZ, 3/15/2006 AS OWNER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/WK - 40/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-30
  • S66 Uniform Combined State Law Examination
    2002-08-30
Other Names
  • Douglas J Sattler
  • Doug Sattler

View on SEC IAPD

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