Best Investors Account Sign in

Daniel J Frizzell

Fifth Third Securities, Inc.

Westerville, OH

CRD 4303769

Claim This Profile
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-03
  • OH RA
    APPROVED
    Since 2017-08-03

Branch Locations

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp Columbus OH 06/2014 07/2017
Fifth Third Securities Toledo OH 07/2017 Present
  • 06/2014 → 07/2017
    Cco Investment Services Corp
    Columbus, OH
  • 07/2017 → Present
    Fifth Third Securities
    Toledo, OH
Previous Registrations
Other Businesses

rental property - Westerville, OH - owner/landlord - 4 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm -------------------------------------------------------------------------------- rental property - Columbus, OH - owner/landlord - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-06
  • S66 Uniform Combined State Law Examination
    2013-03-06
Other Names
  • Dan Frizzel
  • Daniel Joseph Frizzell

View on SEC IAPD

More in Westerville, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor