Kris Anne Frazier

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 02/2025
  Pruco Securities Corportation
  East Hanover, NJ
• 09/2011 → 02/2025
  Morgan Stanley Smith Barney
  Red Bank, NJ
• 01/2015 → 02/2025
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2025 → Present
  Ameriprise Financial Services, Llc
  Red Bank, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-09-22 → 2025-02-25
  Morgan Stanley
  Red Bank, NJ
• 2003-07-01 → 2011-09-23
  Wells Fargo Clearing Services, Llc
  Red Bank, NJ
  Red Bank, NJ
• 2002-06-13 → 2003-07-01
  Prudential Equity Group, Llc
  Red Bank, NJ

Other Businesses

Real Estate Ownership; Single Family; 26 York Ave, , Port Monmouth, NJ, 07758; Not Investment-Related; 08/01/2005. Board of Directors; 4 Changemakers; President; 253 E highland Ave, , Atlantic Highlands, NJ, 07716; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / AHES PTO; Treasurer; 140 1st Ave, , Atlantic Highlands, NJ, 07716; Not Investment-Related; 09/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-01-04

Designations

• Certified Financial Planner

Other Names

• Kris Anne Seaman