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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-06-09 |
| TX | RA | APPROVED_RES | 2005-11-14 |
| IL | RA | APPROVED | 2001-07-16 |
Branch Locations
6000 Fairview Rd, Charlotte, NC 28210 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2000 | Present |
| Bank Of America,N.A. | Charlotte | NC | 06/2011 | Present |
I*4632290, Entity Type: Entity For Profit, Name of OBA: Fischer Interactive LLC, Address: Matthews, North Carolina, 28104, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 06/17/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: My expected role will be Member and/or Manager of the LLC. I may also participate in software development, app development, administrative oversight, raw land ownership decisions, and other approved LLC activities. Request approval to form/own an LLC with my spouse for personal purposes: holding raw land, holding IP, and developing/launching a software/mobile app. App revenue limited to app-store sales/subscriptions. Land is not leased, has no rental income, and no leasing is intended. No firm clients/prospects, BofA/Merrill branding/resources/systems/data, securities activity, advice, brokerage, insurance, banking, lending, crypto, outside investors, capital raising, referrals, ads, sponsorships, licensing, rental income, or PSTs unless disclosed/approved. No firm title/licenses/affiliation used. Updates before material changes. See attached full details and request.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-22 |
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