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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-02-23 |
| TX | RA | APPROVED_RES | 2013-01-25 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
Cave Creek, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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