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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-02-23
TX RA APPROVED_RES 2013-01-25
CA RA APPROVED 2009-10-23
  • WA RA
    APPROVED
    Since 2023-02-23
  • TX RA
    APPROVED_RES
    Since 2013-01-25
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Cave Creek, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 10/2009 Present
Previous Registrations
  • 2008-05-28 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-13
S63 Uniform Securities Agent State Law Examination 2001-02-20
  • S66 Uniform Combined State Law Examination
    2008-05-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-20
Other Names
  • Ryan Anthony Amanati

View on SEC IAPD

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