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Ricardo Garcia

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-19
  • FL RA
    APPROVED
    Since 2015-05-19

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Miami FL 02/2015 Present
  • 02/2015 → Present
    Ubs
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-20
S63 Uniform Securities Agent State Law Examination 2003-02-25
  • S66 Uniform Combined State Law Examination
    2015-04-20
  • S63 Uniform Securities Agent State Law Examination
    2003-02-25
Other Names
  • Ricardo Jose Garcia-Nin
  • Ricardo Jose Garcia

View on SEC IAPD

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