Craig Laurence Whitten

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-14

TX RA
APPROVED

Since 2018-09-14

Branch Locations

14850 North Scottsdale Road Suite 450, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Whit Development Co Llc	Phoenix	AZ	04/1998	Present
Ubs Financial Services Inc.	Phoenix	AZ	11/2000	09/2018
Stifel Nicolaus & Co Inc	Phoenix	AZ	09/2018	Present

04/1998 → Present

Whit Development Co Llc

Phoenix, AZ
11/2000 → 09/2018

Ubs Financial Services Inc.

Phoenix, AZ
09/2018 → Present

Stifel Nicolaus & Co Inc

Phoenix, AZ

Previous Registrations

2008-11-21 → 2018-09-25

Ubs Financial Services Inc.

Phoenix, AZ

Phoenix, AZ

Scottsdale, AZ

Other Businesses

1. Whit Development Company, LLC; 19902 N 97th Street, Scottsdale AZ 85255; The LLC owns real estate income property; Managing Member of the LLC; Oversee the property manager, leasing & marketing; 3/17/1999; 4 hrs/month; not during securities trading hours; Investment-Related 2. Bridgeport LLC; 7175 E Camelback Road #407 Scottsdale, AZ 85251; LLC owns real estate income property; Managing Member of the LLC; Oversee the property manager, leasing & marketing; 08/16/2011; 1.00 hr/month; not during securities trading hours; Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-02

S66 Uniform Combined State Law Examination

2001-02-02

View on SEC IAPD