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Jeremy Autry

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-05-04
NY RA APPROVED 2026-05-04
TX RA APPROVED 2026-05-04
  • CT RA
    APPROVED
    Since 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04
  • TX RA
    APPROVED
    Since 2026-05-04

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Stamford CT 09/2015 01/2020
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2020
Morgan Stanley Smith Barney Llc New York NY 01/2020 05/2026
Ubs Financial Services Inc. New York NY 05/2026 Present
  • 09/2015 → 01/2020
    Fidelity Brokerage Services Llc
    Stamford, CT
  • 07/2018 → 01/2020
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 01/2020 → 05/2026
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 05/2026 → Present
    Ubs Financial Services Inc.
    New York, NY
Previous Registrations
  • 2021-01-21 → 2026-05-19
    Morgan Stanley
    New York, NY
    Purchase, NY
    New York, NY
    Fairfield, CT
  • 2018-07-13 → 2021-01-07
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-11-24 → 2018-07-13
    Strategic Advisers Llc
    Stamford, CT
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-02
S63 Uniform Securities Agent State Law Examination 1999-06-01
  • S65 Uniform Investment Adviser Law Examination
    2015-11-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-01
Other Names
  • Jeremy James Autry

View on SEC IAPD

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