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10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dunham & Associates Investment Counsel, Inc. | San Diego | CA | 03/2016 | 08/2017 |
| Kahlenberg Wealth Partners/Berthel Fisher & Co. | Elmhurst | IL | 08/2017 | 08/2022 |
| Lpl Financial Llc | Geneva | IL | 08/2022 | Present |
| Leelyn Smith, Llc | Geneva | IL | 08/2022 | Present |
1)07/27/2022 - Leelyn Smith - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)07/27/2022 - The Retirement Network - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)07/27/2022 - The Retirement Network, Ltd. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 4)09/23/2022 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 08/01/2022 - 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Leelyn Smith, LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-17 |
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