Robert Palfreyman

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 06/2018
  E*Trade Securities Llc
  Sandy, UT
• 12/2013 → Present
  Brigham Young University
  Rexburg, ID
• 06/2018 → 05/2025
  E*Trade Securities Llc
  Sandy, UT
• 12/2022 → 05/2025
  Morgan Stanley
  Sandy, UT
• 09/2023 → 05/2025
  Morgan Stanley
  Sandy, UT
• 10/2023 → 05/2025
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2025 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 07/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2023-03-16 → 2025-06-12
  Morgan Stanley
  Sandy, UT
• 2013-09-10 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Sandy, UT

Other Businesses

OBA #1 1. Name: Brigham Young University 2. Investment-related: No 3. Address: 525 South Center St., Rexburg, Idaho 83460 4. Nature: Teaching/Adjunct Faculty 5. Position: Employee 6. Start Date: 12/1/2013 7. Approx number of hrs/mth devoted to the other business: 50 8. Number of hrs devoted during securities trading hrs: 0 9. Duties: I teach online classes on how to use Excel

Exams

• S66 Uniform Combined State Law Examination
  2013-09-07
• S63 Uniform Securities Agent State Law Examination
  2013-02-07

Designations

• Certified Financial Planner

Other Names

• Robert John Palfreyman