Deborah Ann Caley

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-22
PA	RA	APPROVED	2009-12-08

TX RA
APPROVED

Since 2010-01-22
PA RA
APPROVED

Since 2009-12-08

Branch Locations

One Ppg Place Suite1300, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Securities, Llc	Richmond	VA	07/2003	Present
Morgan Stanley Smith Barney	Pittsburg	PA	06/2009	Present

07/2003 → Present

Wachovia Securities, Llc

Richmond, VA
06/2009 → Present

Morgan Stanley Smith Barney

Pittsburg, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-07

S66 Uniform Combined State Law Examination

2009-12-07

Other Names

Deborah Ann Taylor

View on SEC IAPD

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