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John T. Cavender

Raymond James & Associates, Inc.

San Francisco, CA

St. Petersburg, FL

CRD 4301955

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-06
CA RA APPROVED 2018-06-01
  • TX RA
    APPROVED
    Since 2020-02-06
  • CA RA
    APPROVED
    Since 2018-06-01

Branch Locations

One Embarcadero Center Suite 650, San Francisco, CA 94111 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates San Francisco CA 04/2011 Present
  • 04/2011 → Present
    Raymond James & Associates
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S66 Uniform Combined State Law Examination
    2018-05-31
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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