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Darcy Allan Pierce

Newedge Advisors

New Orleans, LA

Seal Beach, CA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-23
NE RA APPROVED 2025-12-23
TX RA APPROVED_RES 2025-12-23
FL RA APPROVED 2024-02-05
  • CA RA
    APPROVED
    Since 2025-12-23
  • NE RA
    APPROVED
    Since 2025-12-23
  • TX RA
    APPROVED_RES
    Since 2025-12-23
  • FL RA
    APPROVED
    Since 2024-02-05

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

12501 Seal Beach Blvd. Suite 280, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emancipaction, Inc. Jacksonville FL 01/2013 06/2020
Regal Wealth Group Saint Johns FL 06/2020 02/2024
Newedge Advisors, Llc. New Orleans LA 02/2024 Present
  • 01/2013 → 06/2020
    Emancipaction, Inc.
    Jacksonville, FL
  • 06/2020 → 02/2024
    Regal Wealth Group
    Saint Johns, FL
  • 02/2024 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2022-01-12 → 2024-03-28
    Regal Wealth Group Inc.
    Jacksonville, FL
    Seal Beach, CA
    Saint Johns, FL
  • 2006-04-11 → 2010-12-13
    Regal Wealth Group Inc.
    Seal Beach, CA
  • 2001-02-26 → 2006-04-11
    Regal Advisory Services, Inc.
    Redlands, CA
  • 2001-04-04 → 2003-02-04
    Osaic Wealth, Inc.
    Redlands, CA
Other Businesses

NewEdge Advisors, LLC; - DBA Pacific Pointe Advisors RIA - Investment Related - Investment Advisor Representative - start: 02/2024 - At reported business location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-12
S66 Uniform Combined State Law Examination 2001-01-26
  • S65 Uniform Investment Adviser Law Examination
    2022-01-12
  • S66 Uniform Combined State Law Examination
    2001-01-26

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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