Heidi Jai Malone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 03/2018
  Usaa Financial Advisors Inc
  San Antonio, TX
• 04/2005 → 03/2018
  Usaa Financial Planning Services
  San Antonio, TX
• 01/2018 → 03/2018
  Usaa Investment Management Company
  San Antonio, TX
• 04/2018 → Present
  Lpl Financial, Llc
  San Antonio, TX

Previous Registrations

• 2018-01-08 → 2018-04-20
  Usaa Investment Services Company
  San Antonio, TX
• 2005-04-28 → 2018-01-08
  Usaa Financial Planning Services
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2002-06-27 → 2005-04-19
  Ameriprise Financial Services, Llc
  San Antonio, TX

Other Businesses

1. 4/2/2018 - GENESIS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 4/2/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/05/2023 - William Tyler Enterprises, LLC - Not Investment Related - San Antonio, TX - Other - Business Owner - Start Date - 01/27/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 12/01/2025 - Rental Business - Real Estate Rental - Investment Related - San Antonio, TX - Start Date 06/19/2020 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-24
• S63 Uniform Securities Agent State Law Examination
  2001-01-12

Other Names

• Heidi Jai Bowersock