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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-01-06
  • MI RA
    APPROVED
    Since 2017-01-06

Branch Locations

1400 Abbott Road Suite 430, East Lansing, MI 48823 • United States

1400 Abbott Road Suite 140, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co East Lansing MI 02/2015 01/2017
Oppenheimer & Co. Inc. East Lansing MI 01/2017 Present
  • 02/2015 → 01/2017
    Cantor Fitzgerald & Co
    East Lansing, MI
  • 01/2017 → Present
    East Lansing, MI
Previous Registrations
  • 2010-01-14 → 2015-03-03
    E. Lansing, MI
    East Lansing, MI
Other Businesses

1. 1332 EUREKA LLC - RENTAL PROPERTY - I HAVE 50% OWNERSHIP - I HAVE NO POSITION WITHIN THE LLC 2. SAIL.APP INVESTING, LLC - INVESTING GROUP IN A PAYMENT APPLICATION SIMILAR TO PAYPAL & VENMO. I HAVE NO DUTIES OR RESPONSIBILITIES IN THE LLC. ZERO HOURS/MONTH. THE LLC FILED WITH "MICHIGAN DEPARTMENT OF LICENSING AND REGULATORY AFFAIRS."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-14
S63 Uniform Securities Agent State Law Examination 2001-01-26
  • S65 Uniform Investment Adviser Law Examination
    2001-11-14
  • S63 Uniform Securities Agent State Law Examination
    2001-01-26
Other Names
  • Kevin T Lynch

View on SEC IAPD

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