Best Investors
Account
Sign in
Best Investors
Account
Sign in
Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-03-02 |
| IA | RA | APPROVED | 2026-02-27 |
Branch Locations
6400 C St Sw, Cedar Rapids, IA 52499 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 10/2000 | 12/2020 |
| Securities America Advisors, Inc. | Omaha | NE | 04/2003 | 12/2020 |
| Usa Rugby | Omaha | NE | 02/2008 | 10/2019 |
| Ladenburg Thalmann & Co. Inc. | Lavista | NE | 01/2019 | 12/2019 |
| Kalos Capital, Inc. | Alpharetta | GA | 01/2020 | 11/2021 |
| Kalos Management | Alpharetta | GA | 01/2020 | 11/2021 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 11/2021 | 02/2026 |
| Concorde Asset Management, Llc | Ann Arbor | MI | 11/2021 | 02/2026 |
| Wfgia | Cedar Rapids | IA | 02/2026 | Present |
| Transamerica Financial Advisors | Cedar Rapids | IA | 02/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-03 |
Reach out to this advisor