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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-07-01
  • CO RA
    APPROVED
    Since 2013-07-01

Branch Locations

375 E Horsetooth Rd #3-203, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rental Properties - Joseph Lloyd Loveland CO 06/2002 Present
Cambridge Investment Research, Inc Fairfield IA 07/2013 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2013 Present
  • 06/2002 → Present
    Rental Properties - Joseph Lloyd
    Loveland , CO
  • 07/2013 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2013 → Present
    Fairfield, IA
Previous Registrations
  • 2005-01-28 → 2013-07-09
    Cetera Wealth Services, Llc
    Fort Collins, CO
    Fort Collins, CO
    Fort Collins, CO
    Omaha, NE
  • 2001-12-20 → 2005-01-21
    Waddell & Reed
    Ft Collins, CO
Other Businesses

1) JOSEPH LLOYD 1214 WOODS LANDING DR FORT COLLINS, CO 80525, OWNER, 01/01/2001, NON IVESTMENT RELATED, 1 HOUR MONTHLY, NON TRADING TIME, RENT OUT MY FAMILIES RENTAL PROPERTIES; MAINTAIN PROPERTY, RENT OUT PROPERTY AND DO ALL BOOKKEEPING 2) LONG GREEN PLANNING GROUP 375 E. HORSETOOTH RD #3-2-03 FORT COLLINS, CO 80525. BEGAN 1/1/05 AS PARTNER; FOR TRACKING OVERHEAD AND FOR ACCOUNTING PURPOSES. INVESTMENT RELATED. DEVOTES 2 HRS/WK. 2 DURING TRADING. 3) INDEPENDANT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-02
  • S66 Uniform Combined State Law Examination
    2001-07-02

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