Mary Kathleen Newhouse

Current Employers

Employment History

• 07/2014 → 06/2017
  Capital Guardian Llc
  Winter Park, FL
• 07/2014 → 02/2018
  Capital Guardian Wealth Management Llc
  Winter Park, FL
• 06/2017 → 02/2018
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2018 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 02/2018 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Winter Park, FL
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Winter Park, FL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Winter Park, FL

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Winter Park, FL
• 2018-02-13 → 2019-03-01
  Questar Asset Management, Inc.
  Sanford, FL
  Minneapolis, MN
  Winter Park, FL
• 2014-07-08 → 2018-02-12
  Capital Guardian Wealth Management, Llc
  Miami, FL
  Winter Park, FL
• 2009-08-28 → 2014-07-14
  Moors & Cabot, Inc.
  Maitland, FL
• 2007-04-04 → 2009-09-02
  Janney Montgomery Scott Llc
  Orlando, FL

Other Businesses

1) NOTARY PUBLIC POSITION: Notary Public NATURE: I am a notary public. I only use my notary stamp occasionally and I do not charge for my notary service. I do not use my notary stamp as a business. I use it for convenience for my securities clients when appropriate and needed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 1109 Superior Ct., Winter Springs FL 32708, United States DESCRIPTION: I use my notary stamp occasionallywhen appropriate and needed for our securities clients. 2) MARY NEWHOUSE POSITION: Real Estate Licensee NATURE: None. I hold my Florida Real Estate license voluntarily inactive. I do my continuing education and only activate my license for my personal or family use on rare occasions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1997 ADDRESS: 1109 Superior Ct., Winter Springs FL 32708, United States DESCRIPTION: None. I hold my Florida Real Estate license in a Voluntary Inactive state with Florida. I only activate it on very rare occasions for my personal or immediate family use. 3) GCG WEALTH MANAGEMENT POSITION: Wealth Manager, Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/14/2018 ADDRESS: 1555 Howell Branch Rd., Suite A -2, Winter Park FL 32789, United States DESCRIPTION: Service securities clients under DBA name of GCG Wealth Management and offer fixed annuities, life insurance, etc. 4) NEWHOUSE GORDON, LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2008 ADDRESS: 1109 Superior Ct., Winter Springs FL 32790, United States DESCRIPTION: I no longerown any rental property. This LLC is open just in caseI would like to purchasearental property in the future.When I do own a rental property I collect rent, Hire people to do maintenance, do online banking. At this time I do not own any rental properties. I recently established a DBA under this LLCfor handyman and property maintenance services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-03
• S63 Uniform Securities Agent State Law Examination
  2001-11-20

Other Names

• Mary K. Rosen
• Mary Newhouse Gordon
• Mary Newhouse-Smith