Grant Barnett Goodwin

Current Employers

Employment History

• 04/2007 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Atlanta, GA
• 12/2009 → 12/2016
  Bank Of America, N.A.
  Atlanta, GA
• 12/2016 → Present
  Lpl Financial Llc
  Charlotte, NC
• 12/2016 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2007-04-24 → 2016-12-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Atlanta, GA
• 2005-06-21 → 2007-04-04
  Wells Fargo Clearing Services, Llc
  Dunwoody, GA
  Dunwoody, GA

Other Businesses

1.12/15/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Blackbridge Financial; Investment Related; at Reported Business Location(s); Start Date 12/15/2016; 80hrs/mth; 4hrs during trading 2.12/29/2016; Independent Advisor Alliance; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 12/15/2016; 80hrs/mth; 4hrs during trading; OBA entry for Hybrid IAs should state: I provide investment advisory services through Independent Advisor Alliance an independent investment advisor firm. I started this business activity in 12, 2016. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is seprate from and independent of LPL. 3.12/29/2016; Blackbridge Financial; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 12/15/2016; 0hrs/mth; 0hrs during trading; 4.05/28/2020; Oceanview; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/20/2020; 1hrs/mth; 1hrs during trading 5.02/14/2024; Transamerica Agency Network; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/26/2024; 1hrs/mth; 0hrs during trading 6.08/26/2024; Sentinel Security Life; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/06/2024; 1hrs/mth; 1hrs during trading 7.08/24/2026; T Shirts; Direct Sales/ MLM; Not Investment Related; Waxhaw,NC; Start Date 10/31/2026; 10hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-10
• S66 Uniform Combined State Law Examination
  2001-02-09

Other Names

• Grant B Goodwin