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Geoffrey Michael Knox

Sei Investments Management Corp

Oaks, PA

New Fairfield, CT

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Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-04-18
PA RA APPROVED 2016-04-18
  • CT RA
    APPROVED
    Since 2016-04-18
  • PA RA
    APPROVED
    Since 2016-04-18

Branch Locations

One Freedom Valley Drive, Oaks, PA 19456 • United States

New Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Distribution Co Oaks PA 02/2016 Present
Sei Investments Management Corp Oaks PA 02/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2001-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2001-03-16

View on SEC IAPD

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