Dennis Workman Ferguson

Employer firm

Ferguson Financial Advisors CRD 323758

$14.8M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 02/2023
  The O.N Equity Sales Company
  Cincinnati, OH
• 06/2009 → 02/2023
  On Investment Management Co
  Cincinnati, OH
• 01/2003 → Present
  Ferguson Financial Group Llc
  Newton, UT
• 02/2023 → Present
  Rae Wealth Management, Llc Doing Business As Ferguson Financial
  Newton, UT

Previous Registrations

• 2009-06-10 → 2023-02-28
  On Investment Management Co
  Newton, UT
  Cincinnati, OH
• 2008-05-19 → 2009-06-16
  J P Turner & Company Capital Management, Llc
  Logan, UT
• 2007-05-11 → 2008-05-22
  Lpl Financial Llc
  Newton, UT
  Meridian, ID
  Newton, UT
• 2007-04-10 → 2007-06-25
  Investment Advisors International, Inc.
  Orem, UT

Other Businesses

1)FERGUSON FINANCIAL GROUP; NON INVESTMENT RELATED; 130 E 200 S NEWTON UT 84327; INSURANCE SALES; AGENT; 01/2003 TO PRESENT; 40 HOURS PER MONTH ALSO DURING TRADING HOURS; PROVIDE PRODUCT AND SERVICES FOR LIFE, HEALTH, DISABILITY, LONG TERM CARE AND SUPPLEMENTAL INSURANCE PLANS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-13
• S63 Uniform Securities Agent State Law Examination
  2001-02-27