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Fredericka Levette Conner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Wayne, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2021-02-26
TX RA APPROVED_RES 2009-02-03
NJ RA APPROVED 2005-05-03
  • DE RA
    APPROVED
    Since 2021-02-26
  • TX RA
    APPROVED_RES
    Since 2009-02-03
  • NJ RA
    APPROVED
    Since 2005-05-03

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

1700 State Route 23, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-02
  • S66 Uniform Combined State Law Examination
    2005-05-02
Other Names
  • Fredricka Levette Conner
  • Ricka Conner

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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