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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
412 Settlers Trace, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ahrens Investment Partners, Llc | Lafayette | LA | 08/2015 | 05/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2015 | 05/2023 |
| Newedge Securities Inc | Pittsburgh | PA | 05/2023 | Present |
| Newedge Advisors | New Orleans | LA | 05/2023 | Present |
1. Chris St. Germain*Yes Invest*Lafayette, LA*Self*Insurance sales*5/5/23*15 per mnth/15 trade*Fixed annuity sales, Fixed Indexed annuity sales and life insurance sales & Fixed annuity sales, Fixed Indexed annuity sales and life insurance sales 2.Chris St. Germain*No Inest*Lafayette, LA*Self*Trustee*5/5/23*1 Per mnth/1 trade*I am the trustee of the Rebecca Ahrens 2008 multigenerational trust. 3.Trustee for Rebecca Ahern 2008 Generational Trust*No Invest*Lafayette, LA*Trustee*5/5/23*1Per mnth/1 trade*I am the trustee of the Rebecca Ahrens 2008 multigenerational trust. 4.STG Capital, LLC*No Invest*Lafayette, LA*Managing Partner*It is an LLC that my fee based income goes into.*6/2/22*1 hr per mnth/i trade*There are no duties. 5.NewEdge Advisors*Yes Invest*Lafayette, LA *Senior Advisor*Fee Based asset management*5/1/23*150 per mnth/ 6trade*I manage client accounts. 6.Coastal Capital Advisors*Yes Invest*Lafayette, LA*Senior Advisor*DBA*5/1/23*150 per mnth/6 trade*It is the name of our firm that operates under New Edge Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-27 |
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