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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-23
TX RA APPROVED_RES 2007-11-20
NE RA APPROVED 2001-03-26
  • NY RA
    APPROVED
    Since 2022-02-23
  • TX RA
    APPROVED_RES
    Since 2007-11-20
  • NE RA
    APPROVED
    Since 2001-03-26

Branch Locations

One Valmont Plaza Suite 300, Omaha, NE 68154 • United States

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Ti Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nexterna Omaha NE 01/2000 Present
  • 01/2000 → Present
    Nexterna
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-25
  • S66 Uniform Combined State Law Examination
    2001-01-25

View on SEC IAPD

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