Brian Thomas Cody

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Lpl Financial Llc
  Cedar Knolls, NJ
• 12/2015 → 03/2018
  Carson Wealth Management Group (Cwm, Llc)
  Cedar Knolls, NJ
• 01/2017 → 03/2018
  Greenberg & Rapp Financial Group, Inc.
  East Hanover, NJ
• 01/2017 → 03/2018
  M Holdings Securities, Inc.
  Portland, OR
• 02/2017 → 04/2018
  Private Advisor Group, Llc
  Cedar Knolls, NJ
• 04/2018 → Present
  Wealthcare Advisory Partners Llc Dba Cody Financial Advisors
  Cedar Knolls, NJ

Previous Registrations

• 2017-02-23 → 2018-04-26
  Private Advisor Group, Llc
  Cedar Knolls, NJ
  Morristown, NJ
• 2017-01-19 → 2017-02-22
  M Holdings Securities, Inc.
  Morristown, NJ
• 2015-12-07 → 2017-02-16
  Cwm, Llc
  Cedar Knolls, NJ
• 2002-04-04 → 2008-12-04
  Citigroup Global Markets Inc.
  Short Hills, NJ
  Short Hills, NJ

Other Businesses

1. 05/29/2018: Wealthcare Advisory Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 5/14/2018 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through Wealthcare Advisory Partners LLC, an independent investment advisor firm. I started this business activity on 05/14/2018. I expect to spend approximately 10 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 03/16/2024 - Real Estate Rental - Investment Related - Flemington, NJ - Start Date 03/15/2016 - 2 Hours per Month/ 0 Hours During Trading 3. 04/03/2025 - Integrity REI Partners, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:03/14/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 4. 01/23/2026 - VITA Volunteer Tax Assistance with the UNITED WAY - Tax Prep/Accounting/CPA - VITA Advanced Tax Preparer - Investment Related - At Reported Business Location(s) - Start Date 01/23/2026 - 5 hours per month/ 0 hours during trading 5. 04/28/2026: Cody Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started12/1/2015 - 173 Hours Per Month/120 Hours During Securities Trading 6. 04/30/2026: Cody Financial Advisors, LLC - Investment Related - At Reported Business Location(s) -DBA for LPL Business (Entity For LPL business) - Started 3/2/09 - 0 Hours Per Month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-05
• S63 Uniform Securities Agent State Law Examination
  2000-12-28

Designations

• Certified Financial Planner

Other Names

• Brian Thomas Cody
• Brian Thomas Cody
• Brian T Yody
• Brian T Cody