Jon Jeremy Nielsen

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2014-07-29

UT RA
APPROVED

Since 2014-07-29

Branch Locations

Wood Cross, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diversified Investors Securities Corp.	North Salt Lake	UT	04/2009	Present
Diversified Investment Advisors	North Salt Lake	UT	03/2009	Present

04/2009 → Present

Diversified Investors Securities Corp.

North Salt Lake, UT
03/2009 → Present

Diversified Investment Advisors

North Salt Lake, UT

Other Businesses

MY WIFE AND I ARE BUILDING AN NEW HOME AND WILL BE KEEPING OUR OLD HOME AS A RENTAL FOR PASSIVE HOME. THE RENTAL IS AT 270 BUCKINGHAM DR NORTH SALT LAKE, UT 84054. WE WILL HAVE THE HOME IN AN LLC UNDER THE NAME OF "APRIL AND JJ NIELSEN INVESTMENTS, LLC" THIS WILL START AROUND THE FIRST PART OF APRIL 2011.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-28
S63	Uniform Securities Agent State Law Examination	2001-06-12

S65 Uniform Investment Adviser Law Examination

2014-07-28
S63 Uniform Securities Agent State Law Examination

2001-06-12

Other Names

J.J. Nielsen

View on SEC IAPD