Best Investors Account Sign in
Inactive

Raymond Chung

Emerald Waves Investments, LLC

Cupertino, CA

CRD 4299872

Claim This Profile
Employer firm

Emerald Waves Investments, LLC CRD 154095

$4.16M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Emerald Waves Investments, Llc

Cupertino, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-11-17
CA RA APPROVED 2010-07-20
  • TX RA
    APPROVED_RES
    Since 2010-11-17
  • CA RA
    APPROVED
    Since 2010-07-20

Branch Locations

Cupertino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerald Waves Investments, Llc Cupertino CA 05/2010 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-01-12
  • S63 Uniform Securities Agent State Law Examination
    2001-01-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

More in Cupertino, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor