Travis J Thompson

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 09/2020
  Jpmorgan Chase Bank Na
  Katy, TX
• 10/2012 → 09/2020
  J.P. Morgan Securities Llc
  Katy, TX
• 09/2020 → Present
  Wells Fargo Clearing Servicves, Llc
  Conroe, TX

Previous Registrations

• 2016-03-09 → 2020-09-29
  J.P. Morgan Securities Llc
  Katy, TX
  Katy, TX
  Houston, TX
  Houston, TX
  Katy, TX
  Katy, TX
  Katy, TX
  Katy, TX

Exams

• S66 Uniform Combined State Law Examination
  2016-03-01
• S63 Uniform Securities Agent State Law Examination
  2001-03-30

Other Names

• Travis J Thompson
• Travis James Thompson
• Travis Thompson