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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-08 |
| MO | RA | APPROVED | 2015-04-27 |
Branch Locations
1535 East Primrose Street, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Springfield | MO | 12/2004 | Present |
| Fsp Properties Llc | Grain Valley | MO | 01/2002 | 04/2017 |
| Developmental Center Of The Ozarks | Springfield | MO | 03/2009 | 03/2017 |
| Mu Alumni Association | Springfield | MO | 07/2013 | Present |
| Morgan Stanley | Springfield | MO | 04/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2015 | Present |
1. VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, SPRINFIELD, MO, INSURANCE SALES, INSURANCE AGENT, INVESTMENT-RELATED, 12/2004-PRES. 2. 07/2013-PRESENT, MU ALUMNI ASSOCIATION, SPRINGFIELD, MO, NON-INVESTMENT RELATED, BOARD MEMBER, VICE PRESIDENT, 0 HRS/MO, 0 HOURS DURING SECURITY TRADING HOURS. 3. PRIVATE FOUNDATION;PRICE CUTTER CHARITY CHAMPIONSHIP - BOARD OF DIRECTORS;AS OF 06/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 0. 4. STEWART PROPERTIES LLC, OWNER; OWNS VARIOUS RENTAL PROPERTIES; INVESTMENT RELATED; 0 HOURS; SPRINGFIELD, MO 5/2015 *401596 - City of Springfield, MO, Police & Firefighters' Retirement System Board; Investment related No; Springfield, MO; Government; Board of Trustees Members (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 3; After business hours: 0; Investment Decisions/Advice *594917 - Delta Duck Club; Investment Related - Yes; Springfield, Missouri; Real Estate; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2024; During Business Hours: 0; After Business Hours: 3; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-04 |
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