Ethel Spiegel Treister

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 06/2018
  Ethel Treister Flight Instructor
  Los Angeles, CA
• 10/1992 → Present
  Ethel S Treister, Cpa
  Silver Spring, MD
• 10/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2001 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) ETHEL TREISTER; INV REL; BEVERLY HILLS, CA; START DATE 01/2012; INSURANCE AGENT; REFER LTC PROSPECTS TO INSURANCE AGENT FOR PRODUCTS NON APPROVED BY OUR FIRM; 1HR/MNTH DURING SECURITIY TRADING HRS: 2) NAME OF OTHER BUSINESS: ETHEL S. TREISTER, CPA; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX SERVICES; START DATE: 1992; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: TAX PLANNING AND PREPARATION, INSURANCE AND INVESTMENTS; 3) RENTAL PROPERTY, NOT INVESTMENT RELATED, 1759 S BEDFORD ST, LOS ANGELES, CA 90035, REAL ESTATE, STARTED 2008, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LANDLORD 4) RENTAL PROPERTY, NOT INVESTMENT RELATED, 387 S KRAMERIA ST, DENVER, CO 80224, REAL ESTATE, STARTED 11/2013, POSITION/TITLE/RELATIONSHIP: PART OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LANDLORD

Exams

• S66 Uniform Combined State Law Examination
  2001-01-04

Designations

• Personal Financial Specialist