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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-01 |
| VA | RA | APPROVED | 2023-08-01 |
Branch Locations
277 Bendix Rd. Ste. 500, Virginia Beach, VA 23452 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Frieden Agency/John Hancock | Virginia Beach | VA | 05/2000 | 01/2017 |
| The Frieden Agency/John Hancock | Virginia Beach | VA | 01/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Virginia Beach | VA | 11/2018 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, 08/2023, IAR AFFILIATION, INV REL, 160 HR/MO 120 HR TRADING 2) FRIEDEN WEALTH MANAGEMENT, 277 BENDIX RD SUITE 500 VIRGINIA BEACH VA, 08/2023, PRESIDENT, DBA FOR INVESTMENT BUSINESS, INV REL, 90 HR/MO 90 HR/MO TRADING 3) THE FRIEDEN AGENCY, 277 BENDIX RD SUITE 500 VIRGINIA BEACH VA, 08/2023, PRESIDENT, INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO 5 HR /MO TRADING 4) RENTAL REAL ESTATE WINFIELD FAMILY TRUST, 1700 STADIUM CT VIRGINIA BEACH VA, OWNER, REAL ESTATE RENTAL, NIR, 1 HR/MO 0 HR TRADING 5) CAPE HENRY COLLEGIATE SCHOOL, 1320 MILL DAMN RD VIRGINIA BEACH VA, 08/2023, SCHOOL BOARD MEMBER, NIR, 6 HR/MO 4 HR/MO TRADING 6) VIRGINIA BEACH VISION, 5101 CLEVELAND ST #202 VIRGINIA BEACH VA, 08/2023, BOARD MEMBER, NIR, 3 HR/MO 2 HR/MO TRADING 7) KAAAAR LLC, 1700 STADIUM CT VIRGINIA BEACH VA, 08/2023, REAL ESTATE, OWNER, NIR, 1 HR/MO 0 HR/MO TRADING 8) ICI SERVICES INC, 500 VIKING DRIVE SUITE 400 VIRGINIA BEACH VA, 04/2024, BOARD MEMBER, GOVERNMENT CONTRACTOR, NIR, 1 HR/MO 1 HR/MO TRADING 9) TRANSCENDENCE, 521 Laskin Road, Apt. 648, Virginia Beach VA 23451, United States, 10/21/2025, Board Member, Arts/Performing Arts, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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